Compliance Officer/ MLRO – Qatar


• Identifying, documenting and assessing the compliance risks associated with the Entity’s business activities


• Developing new practices and methodologies for the measurement of compliance risk;

• Providing immediate information to the senior management on any identified breaches of the Compliance Function Policy, or of the applicable statutory and regulatory framework and on any in complying with the provisions of the country statutory and regulatory framework;

• Creation of Country compliance procedures

• Maintaining effective communication with the local regulatory authorities. Developing, documenting, implementing and executing a regulatory compliance program, including AML/CFT;

• Prepare Critical Incident Reports and Internal Suspicious Transactions Reports (STRs), and takes any measure to manage these in the most appropriate manner, so as to avoid any risks imposed on the company;

• Ensuring that Regulatory Compliance Policies and Procedures are followed by Company (country) operations and departments;

• Conducting ongoing monitoring of the country’s’ operations and activities and evaluating associated regulatory compliance risks;

• Being continuously updated for the country’s Legal and Regulatory environment;

• Ensuring that all employees within the company are trained in regulatory compliance-related matters and are performing their functions in compliance with the rules, regulations and firm’s internal policies;

• Ensuring to have records on all trainings conducted on AML/CFT for the employees within the country;

• Prepare and ongoing monitor the Compliance Framework testing activities within the company;

• Conducting regulatory compliance reviews on an ongoing basis, and monitors the Central Banks Audits;

Job Details

Posted Date: 2019-12-01
Job Location: Doha, Qatar
Job Role: Banking
Company Industry: Economics & Financial Consulting

Preferred Candidate

Career Level: Management
Degree: Bachelor’s degree

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